The BLACK FAMILY in the AGE OF MASS INCARCERATION
After decades of mass incarceration that have left the United States with the largest incarcerated population in the world, politicians of all stripes are suddenly declaring the policy a mistake. But their pronouncements have failed to reckon with the phenomenon’s deep historical roots, or with the damage it has done to black families. Fifty years after Daniel Patrick Moynihan’s report on “The Negro Family” tragically helped launch this assault, it’s time to reclaim his original intent.
BY TA-NEHISI COATES Photographs by Greg Kahn
Never marry again in slavery. — MARGARET GARNER, 1858
Wherever the law is, crime can be found. — ALEKSANDR SOLZHENITSYN, 1973
I. “LOWER-CLASS BEHAVIOR IN OUR CITIES IS SHAKING THEM APART.”
By his own lights, Daniel Patrick Moynihan, ambassador, senator, sociologist, and itinerant American intellectual, was the product of a broken home and a pathological family. He was born in 1927 in Tulsa, Oklahoma, but raised mostly in New York City.
When Moynihan was 10 years old, his father, John, left the family, plunging it into poverty. Moynihan’s mother, Margaret, remarried, had another child, divorced, moved to Indiana to stay with relatives, then returned to New York, where she worked as a nurse. Moynihan’s childhood—a tangle of poverty, remarriage, relocation, and single motherhood—contrasted starkly with the idyllic American family life he would later extol. “My relations are obviously those of divided allegiance,” Moynihan wrote in a diary he kept during the 1950s. “Apparently I loved the old man very much yet had to take sides … choosing mom in spite of loving pop.” In the same journal, Moynihan, subjecting himself to the sort of analysis to which he would soon subject others, wrote, “Both my mother and father—They let me down badly … I find through the years this enormous emotional attachment to Father substitutes—of whom the least rejection was cause for untold agonies—the only answer is that I have repressed my feelings towards dad.”
As a teenager, Moynihan divided his time between his studies and working at the docks in Manhattan to help out his family. In 1943, he tested into the City College of New York, walking into the examination room with a longshoreman’s loading hook in his back pocket so that he would not “be mistaken for any sissy kid.” After a year at CCNY, he enlisted in the Navy, which paid for him to go to Tufts University for a bachelor’s degree. He stayed for a master’s degree and then started a doctorate program, which took him to the London School of Economics, where he did research. In 1959, Moynihan began writing for Irving Kristol’s magazine The Reporter, covering everything from organized crime to auto safety. The election of John scenester. His fear of being taken for a “sissy kid” had diminished. In London, he’d cultivated a love of wine, fine cheeses, tailored suits, and the mannerisms of an English aristocrat. He stood six feet five inches tall. A cultured civil servant not to the manor born, Moynihan— witty, colorful, loquacious— charmed the Washington elite, moving easily among congressional aides, politicians, and journalists. As the historian James Patterson writes in Freedom Is Not Enough, his book about Moynihan, he was possessed by “the optimism of youth.” He believed in the marriage of government and social science to formulate policy. “All manner of later experiences in politics were to test this youthful faith.”
Moynihan stayed on at the Labor Department during Lyndon B. Johnson’s administration, but became increasingly disillusioned with Johnson’s War on Poverty. He believed that the initiative should be run through an established societal institution: the patriarchal family. Fathers should be supported by public policy, in the form of jobs funded by the government. Moynihan believed that unemployment, specifically male unemployment, was the biggest impediment to the social mobility of the poor. He was, it might be said, a conservative radical who disdained service programs such as Head Start and traditional welfare programs such as Aid to Families With Dependent Children, and instead imagined a broad national program that subsidized families through jobs programs for men and a guaranteed minimum income for every family.
Influenced by the civil-rights movement, Moynihan focused on the black family. He believed that an undue optimism about the pending passage of civil-rights legislation was obscuring a pressing problem: a deficit of employed black men of strong character. He believed that this deficit went a long way toward explaining the African American community’s relative poverty. Moynihan began searching for a way to press the point within the Johnson administration. “I felt I had to write a paper about the Negro family,” Moynihan later recalled, “to explain to the fellows how there was a problem more difficult than they knew.” In March of 1965, Moynihan printed up 100 copies of a report he and a small staff had labored over for only a few months. The report was called “The Negro Family: The Case for National Action.” Unsigned, it was meant to be an internal government document, with only one copy distributed at first and the other 99 kept locked in a vault. Running against the tide of optimism around civil rights, “The Negro Family” argued that the federal government was underestimating the damage done to black families by “three centuries of sometimes unimaginable mistreatment” as well as a “racist virus in the American blood stream,” which would continue to plague blacks in the future:
That the Negro American has survived at all is extraordinary—a lesser people might simply have died out, as indeed others have … But it may not be supposed that the Negro American community has not paid a fearful price for the incredible mistreatment to which it has been subjected over the past three centuries.
That price was clear to Moynihan. “The Negro family, battered and harassed by discrimination, injustice, and uprooting, is in the deepest trouble,” he wrote. “While many young Negroes are moving ahead to unprecedented levels of achievement, many more are falling further and further behind.” Out-of-wedlock births were on the rise, and with them, welfare dependency, while the unemployment rate among black men remained high. Moynihan believed that at the core of all these problems lay a black family structure mutated by white oppression:
In essence, the Negro community has been forced into a matriarchal structure which, because it is so out of line with the rest of the American society, seriously retards the progress of the group as a whole, and imposes a crushing burden on the Negro male and, in consequence, on a great many Negro women as well.
Moynihan believed this matriarchal structure robbed black men of their birthright— “The very essence of the male animal, from the bantam rooster to the four-star general, is to strut,” he wrote—and deformed the black family and, consequently, the black community. In what would become the most famous passage in the report, Moynihan equated the black community with a diseased patient:
In a word, most Negro youth are in danger of being caught up in the tangle of pathology that affects their world, and probably a majority are so entrapped. Many of those who escape do so for one generation only: as things now are, their children may have to run the gauntlet all over again. That is not the least vicious aspect of the world that white America has made for the Negro.
Despite its alarming predictions, “The Negro Family” was a curious government report in that it advocated no specific policies to address the crisis it described. This was intentional. Moynihan had lots of ideas about what government could do—provide a guaranteed minimum income, establish a government jobs program, bring more black men into the military, enable better access to birth control, integrate the suburbs—but none of these ideas made it into the report. “A series of recommendations was at first included, then left out,” Moynihan later recalled. “It would have got in the way of the attention-arousing argument that a crisis was coming and that family stability was the best measure of success or failure in dealing with it.”
The United States now accounts for less than 5 percent of the world’s inhabitants— and about 25 percent of its incarcerated inhabitants.
President Johnson offered the first public preview of the Moynihan Report in a speech written by Moynihan and the former Kennedy aide Richard Goodwin at Howard University in June of 1965, in which he highlighted “the breakdown of the Negro family structure.” Johnson left no doubt about how this breakdown had come about. “For this, most of all, white America must accept responsibility,” Johnson said. Family breakdown “flows from centuries of oppression and persecution of the Negro man. It flows from the long years of degradation and discrimination, which have attacked his dignity and assaulted his ability to produce for his family.”
The press did not generally greet Johnson’s speech as a claim of white responsibility, but rather as a condemnation of “the failure of Negro family life,” as the journalist Mary McGrory put it. This interpretation was reinforced as second-and thirdhand accounts of the Moynihan Report, which had not been made public, began making the rounds. On August 18, the widely syndicated newspaper columnists Rowland Evans and Robert Novak wrote that Moynihan’s document had exposed “the breakdown of the Negro family,” with its high rates of “broken homes, illegitimacy, and female-oriented homes.”
These dispatches fell on all-too-receptive ears. A week earlier, the drunk-driving arrest of Marquette Frye, an African American man in Los Angeles, had sparked six days of rioting in the city, which killed 34 people, injured 1,000 more, and caused tens of millions of dollars in property damage. Meanwhile, crime rates had begun to rise. People who read the newspapers but were not able to read the report could—and did—conclude that Johnson was conceding that no government effort could match the “tangle of pathology” that Moynihan had said beset the black family. Moynihan’s aim in writing “The Negro Family” had been to muster support for an all-out government assault on the structural social problems that held black families down. (“Family as an issue raised the possibility of enlisting the support of conservative groups for quite radical social programs,” he would later write.) Instead his report was portrayed as an argument for leaving the black family to fend for itself.
Moynihan himself was partly to blame for this. In its bombastic language, its omission of policy recommendations, its implication that black women were obstacles to black men’s assuming their proper station, and its unnecessarily covert handling, the Moynihan Report militated against its author’s aims. James Farmer, the civil-rights activist and a co-founder of the Congress of Racial Equality, attacked the report from the left as “a massive academic cop-out for the white conscience.” William Ryan, the psychologist who first articulated the concept of “blaming the victim,” accused Moynihan’s report of doing just that. Moynihan had left the Johnson administration in the summer to run for president of the New York City Council. The bid failed, and liberal repudiations of the report kept raining down. “I am now known as a racist across the land,” he wrote in a letter to the civil-rights leader Roy Wilkins.
In fact, the controversy transformed Moynihan into one of the most celebrated public intellectuals of his era. In the summer of 1966, Moynihan was featured in The New York Times. In the fall of 1967, after Detroit had exploded into riots, Life magazine dubbed him the “Idea Broker in the Race Crisis,” declaring, “A troubled nation turns to Pat Moynihan.” Between 1965 and 1979, The New York Times Magazine ran five features on Moynihan. His own writing was featured in The Atlantic, The New Yorker, Commentary, The American Scholar, The Saturday Evening Post, The Public Interest, and elsewhere. Yet despite the positive coverage, Moynihan remained “distressed not to have any influence on anybody” in Washington, as he put it in a 1968 letter to Harry McPherson, a Johnson aide.
Meanwhile, the civil-rights movement was fading and the radical New Left was rising. In September of 1967, worried about political instability in the country, Moynihan gave a speech calling for liberals and conservatives to unite “to preserve democratic institutions from the looming forces of the authoritarian left and right.” Impressed by the speech, Richard Nixon offered Moynihan a post in the White House the following year. Moynihan was, by then, embittered by the attacks launched against him and, like Nixon, horrified by the late-’60s radical spirit.
But Moynihan still professed concern for the family, and for the black family in particular. He began pushing for a minimum income for all American families. Nixon promoted Moynihan’s proposal—called the Family Assistance Plan—before the American public in a television address in August of 1969, and officially presented it to Congress in October. This was a personal victory for Moynihan—a triumph in an argument he had been waging since the War on Poverty began, over the need to help families, not individuals. “I felt I was finally rid of a subject. A subject that just … spoiled my life,” Moynihan toldThe New York Times that November. “Four—long—years of being called awful things. The people you would most want to admire you detesting you. Being anathematized and stigmatized. And I said, ‘Well, the President’s done this, and now I’m rid of it.’ ”
But he was not rid of it. The Family Assistance Plan died in the Senate. In a 1972 essay inThe Public Interest, Moynihan, who had by then left the White House and was a professor at Harvard, railed against “the poverty professionals” who had failed to support his efforts and the “upper-class” liars who had failed to see his perspective. He pointed out that his pessimistic predictions were now becoming reality. Crime was increasing. So were the number of children in poor, female-headed families. Moynihan issued a dire warning: “Lower-class behavior in our cities is shaking them apart.”
But America had an app for that.
From the mid-1970s to the mid-’80s, America’s incarceration rate doubled, from about 150 people per 100,000 to about 300 per 100,000. From the mid-’80s to the mid-’90s, it doubled again. By 2007, it had reached a historic high of 767 people per 100,000, before registering a modest decline to 707 people per 100,000 in 2012. In absolute terms, America’s prison and jail population from 1970 until today has increased sevenfold, from some 300,000 people to 2.2 million. The United States now accounts for less than 5 percent of the world’s inhabitants— and about 25 percent of its incarcerated inhabitants. In 2000, one in 10 black males between the ages of 20 and 40 was incarcerated—10 times the rate of their white peers. In 2010, a third of all black male high-school dropouts between the ages of 20 and 39 were imprisoned, compared with only 13 percent of their white peers.
Our carceral state banishes American citizens to a gray wasteland far beyond the promises and protections the government grants its other citizens. Banishment continues long after one’s klix time behind bars has ended, making housing and employment hard to secure. And banishment was not simply a well-intended response to rising crime. It was the method by which we chose to address the problems that preoccupied Moynihan, problems resulting from “three centuries of sometimes unimaginable mistreatment.” At a cost of $80 billion a year, American correctional facilities are a social-service program—providing health care, meals, and shelter for a whole class of people.
As the civil-rights movement wound down, Moynihan looked out and saw a black population reeling under the effects of 350 years of bondage and plunder. He believed that these effects could be addressed through state action. They were— through the mass incarceration of millions of black people.
II. “WE ARE INCARCERATING TOO FEW CRIMINALS.”
The Gray Wastes—our carceral state, a sprawling netherworld of prisons and jails—are a relatively recent invention. Through the middle of the 20th century, America’s imprisonment rate hovered at about 110 people per 100,000. Presently, America’s incarceration rate (which accounts for people in prisons and jails) is roughly 12 times the rate in Sweden, eight times the rate in Italy, seven times the rate in Canada, five times the rate in Australia, and four times the rate in Poland. America’s closest to-scale competitor is Russia—and with an autocratic Vladimir Putin locking up about 450 people per 100,000, compared with our 700 or so, it isn’t much of a competition. China has about four times America’s population, but American jails and prisons hold half a million more people. “In short,” an authoritative report issued last year by the National Research Council concluded, “the current U.S. rate of incarceration is unprecedented by both historical and comparative standards.”
What caused this? Crime would seem the obvious culprit: Between 1963 and 1993, the murder rate doubled, the robbery rate quadrupled, and the aggravated- assault rate nearly quintupled. But the relationship between crime and incarceration is more discordant than it appears. Imprisonment rates actually fell from the 1960s through the early ’70s, even as violent crime increased. From the mid-’70s to the late ’80s, both imprisonment rates and violent-crime rates rose. Then, from the early ’90s to the present, violent-crime rates fell while imprisonment rates increased.
The incarceration rate rose independent of crime—but not of criminal-justice policy. Derek Neal, an economist at the University of Chicago, has found that by the early 2000s, a suite of tough-on-crime laws had made prison sentences much more likely than in the past. Examining a sample of states, Neal found that from 1985 to 2000, the likelihood of a long prison sentence nearly doubled for drug possession, tripled for drug trafficking, and quintupled for nonaggravated assault.
That explosion in rates and duration of imprisonment might be justified on grounds of cold pragmatism if a policy of mass incarceration actually caused crime to decline. Which is precisely what some politicians and policy makers of the tough-on-crime ’90s were claiming. “Ask many politicians, newspaper editors, or criminal justice ‘experts’ about our prisons, and you will hear that our problem is that we put too many people in prison,” a 1992 Justice Department report read. “The truth, however, is to the contrary; we are incarcerating too few criminals, and the public is suffering as a result.”
History has not been kind to this conclusion. The rise and fall in crime in the late 20th century was an international phenomenon. Crime rates rose and fell in the United States and Canada at roughly the same clip—but in Canada, imprisonment rates held steady. “If greatly increased severity of punishment and higher imprisonment rates caused American crime rates to fall after 1990,” the researchers Michael Tonry and David P. Farrington have written, then “what caused the Canadian rates to fall?” The riddle is not particular to North America. In the latter half of the 20th century, crime rose and then fell in Nordic countries as well. During the period of rising crime, incarceration rates held steady in Denmark, Norway, and Sweden—but declined in Finland. “If punishment affects crime, Finland’s crime rate should have shot up,” Tonry and Farrington write, but it did not. After studying California’s tough “Three Strikes and You’re Out” law—which mandated at least a 25-year sentence for a third “strikeable offense,” such as murder or robbery—researchers at UC Berkeley and the University of Sydney, in Australia, determined in 2001 that the law had reduced the rate of felony crime by no more than 2 percent. Bruce Western, a sociologist at Harvard and one of the leading academic experts on American incarceration, looked at the growth in state prisons in recent years and concluded that a 66 percent increase in the state prison population between 1993 and 2001 had reduced the rate of serious crime by a modest 2 to 5 percent—at a cost to taxpayers of $53 billion.
From the mid-1970s to the mid-’80s, America’s incarceration rate doubled. From the mid-’80s to the mid-’90s, it doubled again. Then it went still higher.
This bloating of the prison population may not have reduced crime much, but it increased misery among the group that so concerned Moynihan. Among all black males born since the late 1970s, one in four went to prison by their mid-30s; among those who dropped out of high school, seven in 10 did. “Prison is no longer a rare or extreme event among our nation’s most marginalized groups,” Devah Pager, a sociologist at Harvard, has written. “Rather it has now become a normal and anticipated marker in the transition to adulthood.”
The emergence of the carceral state has had far-reaching consequences for the economic viability of black families. Employment and poverty statistics traditionally omit the incarcerated from the official numbers. When Western recalculated the jobless rates for the year 2000 to include incarcerated young black men, he found that joblessness among all young black men went from 24 to 32 percent; among those who never went to college, it went from 30 to 42 percent. The upshot is stark. Even in the booming ’90s, when nearly every American demographic group improved its economic position, black men were left out. The illusion of wage and employment progress among African American males was made possible only through the erasure of the most vulnerable among them from the official statistics.
These consequences for black men have radiated out to their families. By 2000, more than 1 million black children had a father in jail or prison—and roughly half of those fathers were living in the same household as their kids when they were locked up. Paternal incarceration is associated with behavior problems and delinquency, especially among boys.
“More than half of fathers in state prison report being the primary breadwinner in their family,” the National Research Council report noted. Should the family attempt to stay together through incarceration, the loss of income only increases, as the mother must pay for phone time, travel costs for visits, and legal fees. The burden continues after the father returns home, because a criminal record tends to injure employment prospects. Through it all, the children suffer.
Many fathers simply fall through the cracks after they’re released. It is estimated that between 30 and 50 percent of all parolees in Los Angeles and San Francisco are homeless. In that context—employment prospects diminished, cut off from one’s children, nowhere to live—one can readily see the difficulty of eluding the ever-present grasp of incarceration, even once an individual is physically out of prison. Many do not elude its grasp. In 1984, 70 percent of all parolees successfully completed their term without arrest and were granted full freedom. In 1996, only 44 percent did. As of 2013, 33 percent do.
The Gray Wastes differ in both size and mission from the penal systems of earlier eras. As African Americans began filling cells in the 1970s, rehabilitation was largely abandoned in favor of retribution—the idea that prison should not reform convicts but punish them. For instance, in the 1990s, South Carolina cut back on in-prison education, banned air conditioners, jettisoned televisions, and discontinued intramural sports. Over the next 10 years, Congress repeatedly attempted to pass a No Frills Prison Act, which would have granted extra funds to state correctional systems working to “prevent luxurious conditions in prisons.” A goal of this “penal harm” movement, one criminal-justice researcher wrote at the time, was to find “creative strategies to make offenders suffer.”
III. “YOU DON’T TAKE A SHOWER AFTER 9 O’CLOCK.”
Last winter, I visited Detroit to take the measure of the Gray Wastes. Michigan, with an incarceration rate of 628 people per 100,000, is about average for an American state. I drove to the East Side to talk with a woman I’ll call Tonya, who had done 18 years for murder and a gun charge and had been released five months earlier. She had an energetic smile and an edge to her voice that evidenced the time she’d spent locked up. Violence, for her, commenced not in the streets, but at home. “There was abuse in my grandmother’s home, and I went to school and I told my teacher,” she explained. “I had a spot on my nose because I had a lit cigarette stuck on my nose, and when I told her, they sent me to a temporary foster-care home … The foster parent was also abusive, so I just ran away from her and just stayed on the streets.”
Tonya began using crack. One night she gathered with some friends for a party. They smoked crack. They smoked marijuana. They drank. At some point, the woman hosting the party claimed that someone had stolen money from her home. Another woman accused Tonya of stealing it. A fight ensued. Tonya shot the woman who had accused her. She got 20 years for the murder and two for the gun. After the trial, the truth came out. The host had hidden the money, but was so high that she’d forgotten.
When the doors finally close and one finds oneself facing banishment to the carceral state—the years, the walls, the rules, the guards, the inmates—reactions vary. Some experience an intense sickening feeling. Others, a strong desire to sleep. Visions of suicide. A deep shame. A rage directed toward guards and other inmates. Utter disbelief. The incarcerated attempt to hold on to family and old social ties through phone calls and visitations. At first, friends and family do their best to keep up. But phone calls to prison are expensive, and many prisons are located far from one’s hometown.
“First I would get one [visit] like every four months,” Tonya explained to me. “And then I wouldn’t get none for like maybe a year. You know, because it was too far away. And I started to have losses. I lost my mom, my brothers … So it was hard, you know, for me to get visits.”
As the visits and phone calls diminish, the incarcerated begins to adjust to the fact that he or she is, indeed, a prisoner. New social ties are cultivated. New rules must be understood. A blizzard of acronyms, sayings, and jargon—PBF, CSC, ERD, “letters but no numbers”—must be comprehended. If the prisoner is lucky, someone—a cell mate, an older prisoner hailing from the same neighborhood—takes him under his wing. This can be the difference between survival and catastrophe. On Richard Braceful’s first night in Carson City Correctional Facility, in central Michigan, where he had been sent away at age 29 for armed robbery, he decided to take a shower. It was 10 p.m. His cell mate stopped him. “Where are you going?” the cell mate asked. “I’m going to take a shower,” Braceful responded. His cell mate, a 14-year veteran of the prison system, blocked his way and said, “You’re not going to take a shower.” Braceful, reading the signs, felt a fight was imminent. “Calm down,” his cell mate told him. “You don’t take a shower after 9 o’clock. People that are sexual predators, people that are rapists, they go in the showers right behind you.” Braceful and the veteran sat down. The veteran looked at him. “It’s your first time being locked up, ain’t it?” he said. “Yeah, it is,” Braceful responded. The veteran said to him, “Listen, this is what you have to do. For the next couple of weeks, just stay with me. I’ve been here for 14 years. I’ll look out for you until you learn how to move around in here without getting yourself hurt.”
Michigan prisons assign each inmate to a level corresponding to the security risk the inmate is believed to pose. As the levels decrease, privileges—yard time, for instance— increase. Level V is maximum security. Level I is for prisoners who will soon be released. At Level IV, you will find many prisoners with life sentences and not many prisoners with fewer than five years left to serve. A prisoner with a life sentence who has reached Level II has generally proved that he or she is not a danger to others. But there are very few such prisoners, because it is very hard to remain at the more draconian levels without acquiring “tickets”—demerits for violating prison protocol, often involving fighting. “It’s hard to stay ticket-free for 10 years without somebody getting stabbed, somebody getting into a fight,” Braceful, who is now out of prison, explained to me when I visited him in Detroit last December. “Because there are people that are there who might look at you and go, ‘He’s a small guy. I’m gonna take advantage of him.’ ”
When this happens, a prisoner can decide either to defend himself or to “lock up”—that is, to report to the guards that he fears for his safety. The guards will then place the prisoner in solitary confinement for his own protection. “Those are my only two choices,” Braceful explained. “And if you lock up, everybody know you lock up. When you come back out, you gonna have a bigger problem.”
“Because you’re prey,” I said.
“Exactly,” he responded. “So you fight, you know. And when the fight gets serious enough, you gotta find something to stab with, you gotta find something, you know, you gotta make your weapon, you gotta do something.”
Michigan leads the country in the average length of a prison stay—4.3 years—yet most prisoners do eventually say goodbye. The bliss of freedom, the joy of family reunion, can quickly be tempered by the challenge of staying free. The transition can be jarring. “I panicked,” Tonya told me, speaking of how it felt to be out of prison after 18 years. “I was only used to a cell as opposed to having multiple rooms, and there was always somebody there with me in the cell—whether it was a bunkie or officer, somebody’s always in this building. To go from that to this? I stayed on the phone. I made people call me, you know. It was scary. And I still experience that to this day. Everybody looks suspect to me. I’m like, ‘He’s up to something.’ A friend of mine told me, ‘You’ve been gone a long time, over a decade, so it’s gonna take you about two years for you to readjust.’ ”
The challenges of housing and employment bedevil many ex-offenders. “It’s very common for them to go homeless,” Linda VanderWaal, the associate director of prisoner reentry at a community-action agency in Michigan, told me. In the winter, VanderWaal says, she has a particularly hard time finding places to accommodate all the homeless ex-prisoners. Those who do find a place to live often find it difficult to pay their rent.
The carceral state has, in effect, become a credentialing institution as significant as the military, public schools, or universities—but the credentialing that prison or jail offers is negative. In her book, Marked: Race, Crime, and Finding Work in an Era of Mass Incarceration, Devah Pager, the Harvard sociologist, notes that most employers say that they would not hire a job applicant with a criminal record. “These employers appear less concerned about specific information conveyed by a criminal conviction and its bearing on a particular job,” Pager writes, “but rather view this credential as an indicator of general employability or trustworthiness.”
Ex-offenders are excluded from a wide variety of jobs, running the gamut from septic-tank cleaner to barber to real-estate agent, depending on the state. And in the limited job pool that ex-offenders can swim in, blacks and whites are not equal. For her research, Pager pulled together four testers to pose as men looking for low-wage work. One white man and one black man would pose as job seekers without a criminal record, and another black man and white man would pose as job seekers with a criminal record. The negative credential of prison impaired the employment efforts of both the black man and the white man, but it impaired those of the black man more. Startlingly, the effect was not limited to the black man with a criminal record. The black man without a criminal record fared worse than the white man with one. “High levels of incarceration cast a shadow of criminality over all black men, implicating even those (in the majority) who have remained crime free,” Pager writes. Effectively, the job market in America regards black men who have never been criminals as though they were.
Just as ex-offenders had to learn to acculturate themselves to prison, they have to learn to re-acculturate themselves to the outside. But the attitude that helps one survive in prison is almost the opposite of the kind needed to make it outside. Craig Haney, a professor at UC Santa Cruz who studies the cognitive and psychological effects of incarceration, has observed:
A tough veneer that precludes seeking help for personal problems, the generalized mistrust that comes from the fear of exploitation, and a tendency to strike out in response to minimal provocations are highly functional in many prison contexts but problematic virtually everywhere else.
Linda VanderWaal told me that re-acculturation is essential to thriving in an already compromised job market. “I hate to say this, but it’s a reality,” she said. “Making eye contact, the way they walk—people judge you the moment you walk in the doors for an interview … We literally practice eye contact, smiling, handshaking, how you’re sitting.”
In America, the men and women who find themselves lost in the Gray Wastes are not picked at random. A series of risk factors—mental illness, illiteracy, drug addiction, poverty— increases one’s chances of ending up in the ranks of the incarcerated. “Roughly half of today’s prison inmates are functionally illiterate,” Robert Perkinson, an associate professor of American studies at the University of Hawaii at Mānoa, has noted. “Four out of five criminal defendants qualify as indigent before the courts.” Sixty-eight percent of jail inmates were struggling with substance dependence or abuse in 2002. One can imagine a separate world where the state would see these maladies through the lens of government education or publichealth programs. Instead it has decided to see them through the lens of criminal justice. As the number of prison beds has risen in this country, the number of public-psychiatric-hospital beds has fallen. The Gray Wastes draw from the most socioeconomically unfortunate among us, and thus take particular interest in those who are black.
One in four black men born since the late 1970s has spent time in prison.
IV. “THE CRIME-STAINED BLACKNESS OF THE NEGRO”
It is impossible to conceive of the Gray Wastes without first conceiving of a large swath of its inhabitants as both more than criminal and less than human. These inhabitants, black people, are the preeminent outlaws of the American imagination. Black criminality is literally written into the American Constitution— the Fugitive Slave Clause, in Article IV of that document, declared that any “Person held to Service or Labour” who escaped from one state to another could be “delivered up on Claim of the Party to whom such Service or Labour may be due.” From America’s very founding, the pursuit of the right to labor, and the right to live free of whipping and of the sale of one’s children, were verboten for blacks.
The crime of absconding was thought to be linked to other criminal inclinations among blacks. Pro-slavery intellectuals sought to defend the system as “commanded by God” and “approved by Christ.” In 1860, The New York Herald offered up a dispatch on the doings of runaway slaves residing in Canada. “The criminal calendars would be bare of a prosecution but for the negro prisoners,” the report claimed. Deprived of slavery’s blessings, blacks quickly devolved into criminal deviants who plied their trade with “a savage ferocity peculiar to the vicious negro.” Blacks, the report stated, were preternaturally inclined to rape: “When the lust comes over them they are worse than the wild beast of the forest.” Nearly a century and a half before the infamy of Willie Horton, a portrait emerged of blacks as highly prone to criminality, and generally beyond the scope of rehabilitation. In this fashion, black villainy justified white oppression—which was seen not as oppression but as “the corner-stone of our republican edifice.”
To fortify the “republican edifice,” acts considered legal when committed by whites were judged criminal when committed by blacks. In 1850, a Missouri man named Robert Newsom purchased a girl named Celia, who was about 14 years old. For the next five years, he repeatedly raped her. Celia birthed at least one child by Newsom. When she became pregnant again, she begged Newsom to “quit forcing her while she was sick.” He refused, and one day in June of 1855 informed Celia that he “was coming to her cabin that night.” When Newsom arrived and attempted to rape Celia again, she grabbed a stick “about as large as the upper part of a Windsor chair” and beat Newsom to death. A judge rejected Celia’s self-defense claim, and she was found guilty of murder and sentenced to death. While she was in jail, she gave birth to the child, who arrived stillborn. Not long after, Celia was hanged.
Celia’s status—black, enslaved, female—transformed an act of self-defense into an act of villainy. Randall Kennedy, a law professor at Harvard, writes that “many jurisdictions made slaves into ‘criminals’ by prohibiting them from pursuing a wide range of activities that whites were typically free to pursue.” Among these activities were:
learning to read, leaving their masters’ property without a proper pass, engaging in “unbecoming” conduct in the presence of a white female, assembling to worship outside the supervisory presence of a white person, neglecting to step out of the way when a white person approached on a walkway, smoking in public, walking with a cane, making loud noises, or defending themselves from assaults.
Antebellum Virginia had 73 crimes that could garner the death penalty for slaves—and only one for whites.
The end of enslavement posed an existential crisis for white supremacy, because an open labor market meant blacks competing with whites for jobs and resources, and—most frightening— black men competing for the attention of white women. Postbellum Alabama solved this problem by manufacturing criminals. Blacks who could not find work were labeled vagrants and sent to jail, where they were leased as labor to the very people who had once enslaved them. Vagrancy laws were nominally color-blind but, Kennedy writes, “applied principally, if not exclusively, against Negroes.” Some vagrancy laws were repealed during Reconstruction, but as late as the Great Depression, cash-strapped authorities in Miami were found rounding up black “vagrants” and impressing them into sanitation work.
“From the 1890s through the first four decades of the twentieth century,” writes Khalil Gibran Muhammad, the director of the Schomburg Center for Research in Black Culture at the New York Public Library, “black criminality would become one of the most commonly cited and longest-lasting justifications for black inequality and mortality in the modern urban world.” Blacks were criminal brutes by nature, and something more than the law of civilized men was needed to protect the white public. Society must defend itself from contamination by “the crime-stained blackness of the negro,” asserted Hinton Rowan Helper, a Southern white-supremacist writer, in 1868. Blacks were “naturally intemperate,” one physician claimed in The New York Medical Journal in 1886, prone to indulging “every appetite too freely, whether for food, drink, tobacco, or sensual pleasures, and sometimes to such an extent as to appear more of a brute than human.”
Rape, according to the mythology of the day, remained the crime of choice for blacks. “There is something strangely alluring and seductive to [black men] in the appearance of a white woman,” asserted Philip Alexander Bruce, a 19th-century secretary of the Virginia Historical Society. “It moves them to gratify their lust at any cost and in spite of every obstacle.” These outrages were marked “by a diabolical persistence” that compelled black men to assault white women with a “malignant atrocity of detail that [has] no reflection in the whole extent of the natural history of the most bestial and ferocious animals.”
Before Emancipation, enslaved blacks were rarely lynched, because whites were loathe to destroy their own property. But after the Civil War, the number of lynchings rose, peaked at the turn of the century, then persisted at a high level until just before the Second World War, not petering out entirely until the height of the civil-rights movement, in the 1960s. The lethal wave was justified by a familiar archetype—“the shadow of the Negro criminal,” which, according to John Rankin, a congressman from Mississippi speaking in 1922, hung “like the sword of Damocles over the head of every white woman.” Lynching, though extralegal, found support in the local, state, and national governments of America. “I led the mob which lynched Nelse Patton, and I’m proud of it,” declared William Van Amberg Sullivan, a former United States senator from Mississippi, on September 9, 1908, the day after Patton’s lynching. “I directed every movement of the mob, and I did everything I could to see that he was lynched.” Standing before the Senate on March 23, 1900, “Pitchfork Ben” Till-man, of South Carolina, declared to his colleagues that terrorized blacks were the victims not of lynching, but of “their own hot-headedness.” Lynching was a prudent act of self-defense. “We will not submit to [the black man’s] gratifying his lust on our wives and daughters without lynching him,” Tillman said. In 1904, defending southern states’ lack of interest in education funding for blacks, James K. Vardaman, the governor of Mississippi, offered a simple rationale, as one report noted: “The strength of [crime] statistics.”
Even as African American leaders petitioned the government to stop the lynching, they conceded that the Vardamans of the world had a point. In an 1897 lecture, W. E. B. Du Bois declared, “The first and greatest step toward the settlement of the present friction between the races—commonly called the Negro problem—lies in the correction of the immorality, crime, and laziness among the Negroes themselves, which still remains as a heritage from slavery.” Du Bois’ language anticipated the respectability politics of our own era. “There still remain enough well authenticated cases of brutal assault on women by black men in America to make every Negro bow his head in shame,” Du Bois claimed in 1904. “This crime must at all hazards stop. Lynching is awful, and injustice and caste are hard to bear; but if they are to be successfully attacked they must cease to have even this terrible justification.” Kelly Miller, who was then a leading black intellectual and a professor at Howard University, presaged the call for blacks to be “twice as good,” asserting in 1899 that it was not enough for “ninety-five out of every hundred Negroes” to be lawful. “The ninety-five must band themselves together to restrain or suppress the vicious five.”
In this climate of white repression and paralyzed black leadership, the federal government launched, in 1914, its first war on drugs, passing the Harrison Narcotics Tax Act, which restricted the sale of opiates and cocaine. The reasoning was un-original. “The use of cocaine by unfortunate women generally and by negroes in certain parts of the country is simply appalling,” the American Pharmaceutical Association’s Committee on the Acquirement of the Drug Habit had concluded in 1902. The New York Timespublished an article by a physician saying that the South was threatened by “cocaine-crazed negroes,” to whom the drug had awarded expert marksmanship and an immunity to bullets “large enough to ‘kill any game in America.’ ” Another physician, Hamilton Wright, the “father of American narcotic law,” reported to Congress that cocaine lent “encouragement” to “the humbler ranks of the negro population in the South.” Should anyone doubt the implication of encouragement, Wright spelled it out: “It has been authoritatively stated that cocaine is often the direct incentive to the crime of rape by the negroes of the South and other sections of the country.”
The persistent and systematic notion that blacks were especially prone to crime extended even to the state’s view of black leadership. J. Edgar Hoover, the head of the FBI for nearly half a century, harassed three generations of leaders. In 1919, he attacked the black nationalist Marcus Garvey as “the foremost radical among his race,” then ruthlessly pursued Garvey into jail and deportation. In 1964, he attacked Martin Luther King Jr. as “the most notorious liar in the country,” and hounded him, bugging his hotel rooms, his office, and his home, until his death. Hoover declared the Black Panther Party to be “the greatest threat to the internal security of the country” and authorized a repressive, lethal campaign against its leaders that culminated in the assassination of Fred Hampton in December of 1969.
Today Hoover is viewed unsympathetically as having stood outside mainstream ideas of law and order. But Hoover’s pursuit of King was known to both President Kennedy and President Johnson, King’s ostensible allies. Moreover, Hoover was operating within an American tradition of criminalizing black leadership. In its time, the Underground Railroad was regarded by supporters of slavery as an interstate criminal enterprise devoted to the theft of property. Harriet Tubman, purloiner of many thousands of dollars in human bodies, was considered a bandit of the highest order. “I appear before you this evening as a thief and a robber,” Frederick Douglass told his audiences. “I stole this head, these limbs, this body from my master, and ran off with them.”
In Douglass’s time, to stand up for black rights was to condone black criminality. The same was true in King’s time. The same is true today. Appearing on Meet the Press to discuss the death of Michael Brown in Ferguson, Missouri, the former New York City mayor Rudy Giuliani—in the fashion of many others—responded to black critics of law enforcement exactly as his forebears would have: “How about you reduce crime? … The white police officers wouldn’t be there if you weren’t killing each other 70 to 75 percent of the time.”
But even in Giuliani’s hometown, the relationship between crime and policing is not as clear as the mayor would present it. After Giuliani became mayor, in 1994, his police commissioner William Bratton prioritized a strategy of “order maintenance” in city policing. As executed by Bratton, this strategy relied on a policy of stop-and-frisk, whereby police officers could stop pedestrians on vague premises such as “furtive movements” and then question them and search them for guns and drugs. Jeffrey Fagan, a Columbia University law professor, found that blacks and Hispanics were stopped significantly more often than whites even “after adjusting stop rates for the precinct crime rates” and “other social and economic factors predictive of police activity.” Despite Giuliani’s claim that aggressive policing is justified because blacks are “killing each other,” Fagan found that between 2004 and 2009, officers recovered weapons in less than 1 percent of all stops—and recovered them more frequently from whites than from blacks. Yet blacks were 14 percent more likely to be subjected to force. In 2013 the policy, as carried out under Giuliani’s successor, Michael Bloomberg, was ruled unconstitutional.
If policing in New York under Giuliani and Bloomberg was crime prevention tainted by racist presumptions, in other areas of the country ostensible crime prevention has mutated into little more than open pillage. When the Justice Department investigated the Ferguson police department in the wake of Michael Brown’s death, it found a police force that disproportionately ticketed and arrested blacks and viewed them “less as constituents to be protected than as potential offenders and sources of revenue.” This was not because the police department was uniquely evil—it was because Ferguson was looking to make money. “Ferguson’s law enforcement practices are shaped by the City’s focus on revenue rather than by public safety needs,” the report concluded. These findings had been augured by the reporting of The Washington Post, which had found a few months earlier that some small, cash-strapped municipalities in the St. Louis suburbs were deriving 40 percent or more of their annual revenue from various fines for traffic violations, loud music, uncut grass, and wearing “saggy pants,” among other infractions. This was not public safety driving policy—it was law enforcement tasked with the job of municipal plunder.
The job market in America regards black men who have never been criminals as though they were.
It is patently true that black communities, home to a class of people regularly discriminated against and impoverished, have long suffered higher crime rates. The historian David Oshinsky notes in his book “Worse Than Slavery”: Parch-man Farm and the Ordeal of Jim Crow Justice that from 1900 to 1930, African Americans in Mississippi “comprised about 67 percent of the killers in Mississippi and 80 percent of the victims.” As much as African Americans complained of violence perpetrated by white terrorists, the lack of legal protection from everyday neighbor-on-neighbor violence was never then, and has never been, far from their minds. “Law-abiding Negroes point out that there are criminal and treacherous Negroes who secure immunity from punishment because they are fawning and submissive toward whites,” observed the Nobel Prize–winning economist Gunnar Myrdal in his famous 1944 book about race in America, An American Dilemma: The Negro Problem and Modern Democracy. “Such persons are a danger to the Negro community. Leniency toward Negro defendants in cases involving crimes against other Negroes is thus actually a form of discrimination.”
Crime within the black community was primarily seen as a black problem, and became a societal problem mainly when it seemed to threaten the white population. Take the case of New Orleans between the world wars, when, as Jeffrey S. Adler, a historian and criminologist at the University of Florida, has observed, an increase in the proportion of crimes committed by blacks “on the streets and in local shops and bars,” as opposed to in black homes and neighborhoods, produced an enduring mix of fear and fury among whites. In response, Louisiana district attorneys promised that “Negro slayers of Negroes will be thoroughly prosecuted.” A common tool in homicide cases was to threaten black suspects with capital punishment to extract a guilty plea, which mandated a life sentence. So even as violent crime declined between 1925 and 1940, Louisiana’s incarceration rate increased by more than 50 percent. “Twice as many inmates entered state correctional facilities in low-crime 1940 as in high-crime 1925,” Adler writes. At Angola State Penal Farm, the “white population rose by 39 percent while the African American inmate population increased by 143 percent.”
The principal source of the intensifying war on crime was white anxiety about social control. In 1927, the Supreme Court had ruled that a racial-zoning scheme in the city was unconstitutional. The black population of New Orleans was growing. And there was increasing pressure from some government officials to spread New Deal programs to black people. “At no time in the history of our State,” the city’s district attorney claimed in 1935, “has White Supremacy been in greater danger.”
The staggering rise in incarceration rates in interwar Louisiana coincided with a sense among whites that the old order was under siege. In the coming decades, this phenomenon would be replicated on a massive, national scale.
“I was cranking out that bullshit on Nixon’s crime policy before he was elected. And it was bullshit, too. We knew it.”